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The Roth Law Firm has significant experience in all phases of litigation from the elimination of a dispute pre-litigation, to the commencement of an action, discovery and motion practice, and the resolution of a dispute by settlement, mediation, trial, appeal or post judgment enforcement.

The firm represents both plaintiffs and defendants in the variety of corporate and commercial disputes, with a special concentration in the following:

• securities arbitration/litigation
• employment related issues
• entertainment/sports litigation
• commercial/business litigation

The firm’s diverse clientele includes brokerage firms, national banks, investment banks, venture capitalists, investment partnerships, hedge funds, financial services institutions, real estate owners/developers and individuals, agents, athletes, celebrities, production companies and other entities in the entertainment and sports industries. For each of the clients, either by litigating or creative problem solving, the firm resolves a wide range of commercial disputes.

Some of the recent successful litigations include:

• representing investment banks in comprehensive securities litigations
• representing defendants in commercial/ business litigations involving torts and breaches of contract
• defending brokerage firms in securities arbitrations
• prosecuting arbitrations against brokerage firms on behalf of customers
• prosecuting and defending litigations on behalf of record labels and professional athletes

The Roth Law Firm practices predominantly before the federal and state trial and appellate courts in the New York metropolitan area, but its attorneys travel extensively throughout the nation on behalf of its clients, in connection with its securities arbitration representations. It also regularly appears throughout the country before the New York Stock Exchange, Inc., the National Association of Securities Dealers, Inc., and the American Stock Exchange, Inc.

The firm also has an affiliation with certain attorneys who specialize in corporate and entertainment transactions. These lawyers come from both the largest New York City firms as well as in-house attorneys at corporate conglomerates.